Ancient History & Civilisation

Introduction

Perhaps every generation believes that it has reached a turning point of history, but our problems seem particularly intractable and our future increasingly uncertain. Many of our difficulties mask a deeper spiritual crisis. During the twentieth century, we saw the eruption of violence on an unprecedented scale. Sadly, our ability to harm and mutilate one another has kept pace with our extraordinary economic and scientific progress. We seem to lack the wisdom to hold our aggression in check and keep it within safe and appropriate bounds. The explosion of the first atomic bombs over Hiroshima and Nagasaki laid bare the nihilistic self-destruction at the heart of the brilliant achievements of our modern culture. We risk environmental catastrophe because we no longer see the earth as holy but regard it simply as a “resource.” Unless there is some kind of spiritual revolution that can keep abreast of our technological genius, it is unlikely that we will save our planet. A purely rational education will not suffice. We have found to our cost that a great university can exist in the same vicinity as a concentration camp. Auschwitz, Rwanda, Bosnia, and the destruction of the World Trade Center were all dark epiphanies that revealed what can happen when the sense of the sacred inviolability of every single human being has been lost.

Religion, which is supposed to help us to cultivate this attitude, often seems to reflect the violence and desperation of our times. Almost every day we see examples of religiously motivated terrorism, hatred, and intolerance. An increasing number of people find traditional religious doctrines and practices irrelevant and incredible, and turn to art, music, literature, dance, sport, or drugs to give them the transcendent experience that humans seem to require. We all look for moments of ecstasy and rapture, when we inhabit our humanity more fully than usual and feel deeply touched within and lifted momentarily beyond ourselves. We are meaning-seeking creatures and, unlike other animals, fall very easily into despair if we cannot find significance and value in our lives. Some are looking for new ways of being religious. Since the late 1970s there has been a spiritual revival in many parts of the world, and the militant piety that we often call “fundamentalism” is only one manifestation of our postmodern search for enlightenment.

In our current predicament, I believe that we can find inspiration in the period that the German philosopher Karl Jaspers called the Axial Age because it was pivotal to the spiritual development of humanity.1 From about 900 to 200 BCE,* 1 in four distinct regions, the great world traditions that have continued to nourish humanity came into being: Confucianism and Daoism in China; Hinduism and Buddhism in India; monotheism in Israel; and philosophical rationalism in Greece. This was the period of the Buddha, Socrates, Confucius, and Jeremiah, the mystics of the Upanishads, Mencius, and Euripides. During this period of intense creativity, spiritual and philosophical geniuses pioneered an entirely new kind of human experience. Many of them worked anonymously, but others became luminaries who can still fill us with emotion because they show us what a human being should be. The Axial Age was one of the most seminal periods of intellectual, psychological, philosophical, and religious change in recorded history; there would be nothing comparable until the Great Western Transformation, which created our own scientific and technological modernity.

But how can the sages of the Axial Age, who lived in such different circumstances, speak to our current condition? Why should we look to Confucius or the Buddha for help? Surely a study of this distant period can only be an exercise in spiritual archaeology, when what we need is to create a more innovative faith that reflects the realities of our own world. Yet, in fact, we have never surpassed the insights of the Axial Age. In times of spiritual and social crisis, men and women have constantly turned back to this period for guidance. They may have interpreted the Axial discoveries differently, but they have never succeeded in going beyond them. Rabbinic Judaism, Christianity, and Islam, for example, were all latter-day flowerings of the original Axial Age. As we shall see in the last chapter of this book, these three traditions all rediscovered the Axial vision and translated it marvelously into an idiom that spoke directly to the circumstances of their time.

The prophets, mystics, philosophers, and poets of the Axial Age were so advanced and their vision was so radical that later generations tended to dilute it. In the process, they often produced exactly the kind of religiosity that the Axial reformers wanted to get rid of. That, I believe, is what has happened in the modern world. The Axial sages have an important message for our time, but their insights will be surprising—even shocking—to many who consider themselves religious today. It is frequently assumed, for example, that faith is a matter of believing certain creedal propositions. Indeed, it is common to call religious people “believers,” as though assenting to the articles of faith were their chief activity. But most of the Axial philosophers had no interest whatever in doctrine or metaphysics. A person’s theological beliefs were a matter of total indifference to somebody like the Buddha. Some sages steadfastly refused even to discuss theology, claiming that it was distracting and damaging. Others argued that it was immature, unrealistic, and perverse to look for the kind of absolute certainty that many people expect religion to provide.

All the traditions that were developed during the Axial Age pushed forward the frontiers of human consciousness and discovered a transcendent dimension in the core of their being, but they did not necessarily regard this as supernatural, and most of them refused to discuss it. Precisely because the experience was ineffable, the only correct attitude was reverent silence. The sages certainly did not seek to impose their own view of this ultimate reality on other people. Quite the contrary: nobody, they believed, should ever take any religious teaching on faith or at second hand. It was essential to question everything and to test any teaching empirically, against your personal experience. In fact, as we shall see, if a prophet or philosopher did start to insist on obligatory doctrines, it was usually a sign that the Axial Age had lost its momentum. If the Buddha or Confucius had been asked whether he believed in God, he would probably have winced slightly and explained—with great courtesy—that this was not an appropriate question. If anybody had asked Amos or Ezekiel if he was a “monotheist,” who believed in only one God, he would have been equally perplexed. Monotheism was not the issue. We find very few unequivocal assertions of monotheism in the Bible, but—interestingly—the stridency of some of these doctrinal statements actually departs from the essential spirit of the Axial Age.

What mattered was not what you believed but how you behaved. Religion was about doing things that changed you at a profound level. Before the Axial Age, ritual and animal sacrifice had been central to the religious quest. You experienced the divine in sacred dramas that, like a great theatrical experience today, introduced you to another level of existence. The Axial sages changed this; they still valued ritual, but gave it a new ethical significance and put morality at the heart of the spiritual life. The only way you could encounter what they called “God,” “Nirvana,” “Brahman,” or the “Way” was to live a compassionate life. Indeed, religion was compassion. Today we often assume that before undertaking a religious lifestyle, we must prove to our own satisfaction that “God” or the “Absolute” exists. This is good scientific practice: first you establish a principle; only then can you apply it. But the Axial sages would say that this was to put the cart before the horse. First you must commit yourself to the ethical life; then disciplined and habitual benevolence, not metaphysical conviction, would give you intimations of the transcendence you sought.

This meant that you had to be ready to change. The Axial sages were not interested in providing their disciples with a little edifying uplift, after which they could return with renewed vigor to their ordinary self-centered lives. Their objective was to create an entirely different kind of human being. All the sages preached a spirituality of empathy and compassion; they insisted that people must abandon their egotism and greed, their violence and unkindness. Not only was it wrong to kill another human being; you must not even speak a hostile word or make an irritable gesture. Further, nearly all the Axial sages realized that you could not confine your benevolence to your own people: your concern must somehow extend to the entire world. In fact, when people started to limit their horizons and sympathies, it was another sign that the Axial Age was coming to a close. Each tradition developed its own formulation of the Golden Rule: do not do to others what you would not have done to you. As far as the Axial sages were concerned, respect for the sacred rights of all beings—not orthodox belief—was religion. If people behaved with kindness and generosity to their fellows, they could save the world.

We need to rediscover this Axial ethos. In our global village, we can no longer afford a parochial or exclusive vision. We must learn to live and behave as though people in countries remote from our own are as important as ourselves. The sages of the Axial Age did not create their compassionate ethic in idyllic circumstances. Each tradition developed in societies like our own that were torn apart by violence and warfare as never before; indeed, the first catalyst of religious change was usually a principled rejection of the aggression that the sages witnessed all around them. When they started to look for the causes of violence in the psyche, the Axial philosophers penetrated their interior world and began to explore a hitherto undiscovered realm of human experience.

The consensus of the Axial Age is an eloquent testimony to the unanimity of the spiritual quest of the human race. The Axial peoples all found that the compassionate ethic worked. All the great traditions that were created at this time are in agreement about the supreme importance of charity and benevolence, and this tells us something important about our humanity. To find that our own faith is so deeply in accord with others is an affirming experience. Without departing from our own tradition, therefore, we can learn from others how to enhance our particular pursuit of the empathic life.

We cannot appreciate the achievements of the Axial Age unless we are familiar with what went before, so we need to understand the pre-Axial religion of early antiquity. This had certain common features that would all be important to the Axial Age. Most societies, for example, had an early belief in a High God, who was often called the Sky God, since he was associated with the heavens.2Because he was rather inaccessible, he tended to fade from the religious consciousness. Some said that he “disappeared,” others that he had been violently displaced by a younger generation of more dynamic deities. People usually experienced the sacred as an immanent presence in the world around them and within themselves. Some believed that gods, men, women, animals, plants, insects, and rocks all shared the same divine life. All were subject to an overarching cosmic order that kept everything in being. Even the gods had to obey this order, and they cooperated with human beings in the preservation of the divine energies of the cosmos. If these were not renewed, the world could lapse into a primal void.

Animal sacrifice was a universal religious practice in the ancient world. This was a way of recycling the depleted forces that kept the world in being. There was a strong conviction that life and death, creativity and destruction were inextricably entwined. People realized that they survived only because other creatures laid down their lives for their sake, so the animal victim was honored for its self-sacrifice.3 Because there could be no life without such death, some imagined that the world had come into being as a result of a sacrifice at the beginning of time. Others told stories of a creator god slaying a dragon—a common symbol of the formless and undifferentiated—to bring order out of chaos. When they reenacted these mythical events in their ceremonial liturgy, worshipers felt that they had been projected into sacred time. They would often begin a new project by performing a ritual that re-presented the original cosmogony, to give their fragile mortal activity an infusion of divine strength. Nothing could endure if it were not “animated,” or endowed with a “soul,” in this way.4

Ancient religion depended upon what has been called the perennial philosophy, because it was present, in some form, in most premodern cultures. Every single person, object, or experience on earth was a replica—a pale shadow—of a reality in the divine world.5 The sacred world was, therefore, the prototype of human existence, and because it was richer, stronger, and more enduring than anything on earth, men and women wanted desperately to participate in it. The perennial philosophy is still a key factor today in the lives of some indigenous tribes. The Australian aborigines, for example, experience the sacred realm of Dreamtime as far more real than the material world. They have brief glimpses of Dreamtime in sleep or in moments of vision; it is timeless and “everywhen.” It forms a stable backdrop to ordinary life, which is constantly enervated by death, flux, and ceaseless change. When an Australian goes hunting, he models his behavior so closely on that of the First Hunter that he feels totally united with him, caught up in his more potent reality. Afterward, when he falls away from that primal richness, he fears that the domain of time will absorb him, and reduce him and everything that he does to nothingness.6 This was also the experience of the people of antiquity. It was only when they imitated the gods in ritual and gave up the lonely, frail individuality of their secular lives that they truly existed. They fulfilled their humanity when they ceased to be simply themselves and repeated the gestures of others.7

Human beings are profoundly artificial.8 We constantly strive to improve on nature and approximate to an ideal. Even at the present time, when we have abandoned the perennial philosophy, people slavishly follow the dictates of fashion and even do violence to their faces and figures in order to reproduce the current standard of beauty. The cult of celebrity shows that we still revere models who epitomize “superhumanity.” People sometimes go to great lengths to see their idols, and feel an ecstatic enhancement of being in their presence. They imitate their dress and behavior. It seems that human beings naturally tend toward the archetypal and paradigmatic. The Axial sages developed a more authentic version of this spirituality and taught people to seek the ideal, archetypal self within.

The Axial Age was not perfect. A major failing was its indifference to women. These spiritualities nearly all developed in an urban environment, dominated by military power and aggressive commercial activity, where women tended to lose the status they had enjoyed in a more rural economy. There are no female Axial sages, and even when women were allowed to take an active role in the new faith, they were usually sidelined. It was not that the Axial sages hated women; most of the time, they simply did not notice them. When they spoke about the “great” or “enlightened man,” they did not mean “men and women”—though most, if challenged, would probably have admitted that women were capable of this liberation too.

Precisely because the question of women was so peripheral to the Axial Age, I found that any sustained discussion of this topic was distracting. Whenever I tried to address the issue, it seemed intrusive. I suspect that it deserves a study of its own. It is not as though the Axial sages were out-and-out misogynists, like some of the fathers of the church, for example. They were men of their time, and so preoccupied with the aggressive behavior of their own sex that they rarely gave women a second thought. We cannot follow the Axial reformers slavishly; indeed, to do so would fundamentally violate the spirit of the Axial Age, which insisted that this kind of conformity trapped people in an inferior and immature version of themselves. What we can do is extend the Axial ideal of universal concern to everybody, including the female sex. When we try to re-create the Axial vision, we must bring the best insights of modernity to the table.

The Axial peoples did not evolve in a uniform way. Each developed at its own pace. Sometimes they achieved an insight that was truly worthy of the Axial Age, but then retreated from it. The people of India were always in the vanguard of Axial progress. In Israel, prophets, priests, and historians approached the ideal sporadically, by fits and starts, until they were exiled to Babylon in the sixth century and experienced a short, intense period of extraordinary creativity. In China there was slow, incremental progress, until Confucius developed the first full Axial spirituality in the late sixth century. From the very start, the Greeks went in an entirely different direction from the other peoples.

Jaspers believed that the Axial Age was more contemporaneous than it actually was. He implied that the Buddha, Laozi, Confucius, Mozi, and Zoroaster, for example, all lived more or less at the same time. Modern scholarship has revised this dating. It is now certain that Zoroaster did not live during the sixth century, but was a much earlier figure. It is very difficult to date some of these movements precisely, especially in India, where there was very little interest in history and no attempt to keep accurate chronological records. Most Indologists now agree, for example, that the Buddha lived a whole century later than was previously thought. And Laozi, the Daoist sage, did not live during the sixth century, as Jaspers assumed. Instead of being the contemporary of Confucius and Mozi, he almost certainly lived in the third century. I have tried to keep abreast of the most recent scholarly debates, but at present many of these dates can only be speculative, and will probably never be known for certain.

But despite these difficulties, the general development of the Axial Age does give us some insight into the spiritual evolution of this important ideal. We will follow this process chronologically, charting the progress of the four Axial peoples side by side, watching the new vision gradually taking root, rising to a crescendo, and finally fading away at the close of the third century. That was not the end of the story, however. The pioneers of the Axial Age had laid the foundations upon which others could build. Each generation would try to adapt these original insights to their own peculiar circumstances, and that must be our task today.

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